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        SEBI

        Regulation 16F - Action for Violation

        Securities and Exchange Board of India (Intermediaries) Regulations, 2008
        Chapter IIIC
        VERIFICATION OF PAST RISK AND RETURN METRICS

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        Action for violation: board may impose enforcement measures for breaches of intermediary verification obligations, including Chapter V remedies. The provision authorises the regulatory board to take action, including steps under Chapter V, where there is a violation of the intermediary verification obligations relating to past risk and return metrics; it connects verification breaches to the board's discretionary enforcement and disciplinary powers.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Action for violation: board may impose enforcement measures for breaches of intermediary verification obligations, including Chapter V remedies.

                              The provision authorises the regulatory board to take action, including steps under Chapter V, where there is a violation of the intermediary verification obligations relating to past risk and return metrics; it connects verification breaches to the board's discretionary enforcement and disciplinary powers.


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