Securities and Exchange Board of India (Intermediaries) Regulations, 2008 Chapter V ACTION IN CASE OF DEFAULT AND MANNER OF SUSPENSION OR CANCELLATION OF CERTIFICATE
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Designated authority defines board officers empowered to handle defaults and noticee proceedings under intermediary regulations. Regulation 22 provides definitions for Chapter V: 'date of receipt of reply' includes oral submissions by the noticee; 'designated authority' means an officer of the Board or a bench thereof; 'noticee' is the person served a notice. It also defines 'competent authority' as a Whole Time Member or an officer not below Chief General Manager designated by the Board, and 'Executive Director' as an officer appointed by the Board, with notes recording subsequent amendments to these definitions.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Designated authority defines board officers empowered to handle defaults and noticee proceedings under intermediary regulations.
Regulation 22 provides definitions for Chapter V: "date of receipt of reply" includes oral submissions by the noticee; "designated authority" means an officer of the Board or a bench thereof; "noticee" is the person served a notice. It also defines "competent authority" as a Whole Time Member or an officer not below Chief General Manager designated by the Board, and "Executive Director" as an officer appointed by the Board, with notes recording subsequent amendments to these definitions.
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