Fit and proper criterion: trustee registration assessed by applying intermediaries regulations' suitability standards for trustees. Regulation 6A cross references the fit and proper criteria in the intermediaries regulations: the Board may apply the schedule of suitability standards from those regulations to determine whether an applicant or debenture trustee meets required standards of integrity, competence and reliability for registration.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Fit and proper criterion: trustee registration assessed by applying intermediaries regulations' suitability standards for trustees.
Regulation 6A cross references the fit and proper criteria in the intermediaries regulations: the Board may apply the schedule of suitability standards from those regulations to determine whether an applicant or debenture trustee meets required standards of integrity, competence and reliability for registration.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.