Fit and proper person criteria guide portfolio manager registration, referencing intermediary regulations for assessment standards. Regulation 6A provides that, to determine whether an applicant or a portfolio manager is a fit and proper person, the Board may take into account the criteria specified in Schedule II of the SEBI (Intermediaries) Regulations, 2008, thereby making those intermediary criteria the operative standard for registration and assessment.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Fit and proper person criteria guide portfolio manager registration, referencing intermediary regulations for assessment standards.
Regulation 6A provides that, to determine whether an applicant or a portfolio manager is a fit and proper person, the Board may take into account the criteria specified in Schedule II of the SEBI (Intermediaries) Regulations, 2008, thereby making those intermediary criteria the operative standard for registration and assessment.
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