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of <h1>SEBI Amends Intermediaries Regulations: New Criteria for Applicants Emphasize Competence, Infrastructure, and Financial Soundness.</h1> The Securities and Exchange Board of India (SEBI) issued the Third Amendment to the Intermediaries Regulations, 2008, effective upon publication in the Official Gazette. Key changes include the substitution of Schedule II, detailing criteria for applicants and intermediaries, emphasizing competence, infrastructure, manpower, and financial soundness. The 'fit and proper person' criteria apply to applicants, intermediaries, key management, and controlling persons. Disqualifications include criminal charges, regulatory prohibitions, insolvency, and more. If disqualified, individuals must be replaced or lose voting rights. These criteria apply at registration and throughout its duration. The amendment also addresses procedural aspects for registration applications.
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