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        SEBI

        Regulation 6A - Criteria for fit and proper person

        Securities and Exchange Board of India (Underwriters) Regulations, 1993
        Chapter II
        REGISTRATION OF UNDERWRITERS

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        Fit and proper person criteria: SEBI may apply intermediary Schedule II standards to underwriter registration. For registration of underwriters SEBI may take into account the criteria specified in Schedule II of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008 when determining whether an applicant or underwriter is a fit and proper person.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Fit and proper person criteria: SEBI may apply intermediary Schedule II standards to underwriter registration.

                              For registration of underwriters SEBI may take into account the criteria specified in Schedule II of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008 when determining whether an applicant or underwriter is a fit and proper person.


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