Investor Charter compliance requirement mandates intermediaries to adhere to the Board specified investor charter and related obligations. Mandates that specified categories of regulated market participants ensure compliance with an Investor Charter as specified by the Board. The Amendment inserts a provision into the cited regulatory frameworks-including stock brokers, merchant bankers, registrars, debenture trustees, bankers to an issue, asset management companies, custodians, KYC registration agencies, alternative investment funds, investment advisers, research analysts, REITs and InvITs managers, depository participants, designated DPs for FPIs, portfolio managers, and vault managers-requiring each entity to ensure compliance with the Investor Charter specified by the Board from time to time, effective on publication in the Official Gazette.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Investor Charter compliance requirement mandates intermediaries to adhere to the Board specified investor charter and related obligations.
Mandates that specified categories of regulated market participants ensure compliance with an Investor Charter as specified by the Board. The Amendment inserts a provision into the cited regulatory frameworks-including stock brokers, merchant bankers, registrars, debenture trustees, bankers to an issue, asset management companies, custodians, KYC registration agencies, alternative investment funds, investment advisers, research analysts, REITs and InvITs managers, depository participants, designated DPs for FPIs, portfolio managers, and vault managers-requiring each entity to ensure compliance with the Investor Charter specified by the Board from time to time, effective on publication in the Official Gazette.
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