Investor Charter compliance required for custodians, imposing obligation to follow Board-specified charter under securities regulations. Regulation 20A requires the custodian to ensure compliance with the Investor Charter as specified by the Board, making the custodian responsible for implementing and adhering to the Board-prescribed investor-facing standards contained in that charter.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Investor Charter compliance required for custodians, imposing obligation to follow Board-specified charter under securities regulations.
Regulation 20A requires the custodian to ensure compliance with the Investor Charter as specified by the Board, making the custodian responsible for implementing and adhering to the Board-prescribed investor-facing standards contained in that charter.
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