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        SEBI

        Regulation 31A - Investor Charter

        Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019
        Chapter VI
        GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS

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        Investor Charter compliance required: designated depository participants must ensure and maintain adherence under regulatory provisions. Regulation 31A requires designated depository participants to implement and ensure ongoing compliance with the Investor Charter as specified by the Board, integrating the Charter's investor-protection obligations into their operational and client-facing practices; this requirement was introduced by a subsequent amendment.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Investor Charter compliance required: designated depository participants must ensure and maintain adherence under regulatory provisions.

                              Regulation 31A requires designated depository participants to implement and ensure ongoing compliance with the Investor Charter as specified by the Board, integrating the Charter's investor-protection obligations into their operational and client-facing practices; this requirement was introduced by a subsequent amendment.


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