Regulation 35 - Investment advice in publicly accessible media
Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019 Chapter VI GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS
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Investment advice disclosure: disclose personal, familial and employer positions when advising in publicly accessible media to reveal conflicts. Designated depository participants and their employees must not give investment advice in publicly accessible media without disclosing their interest, including long or short positions, and employees must also disclose the interests and positions of their dependent family members and their employer when rendering such advice.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Investment advice disclosure: disclose personal, familial and employer positions when advising in publicly accessible media to reveal conflicts.
Designated depository participants and their employees must not give investment advice in publicly accessible media without disclosing their interest, including long or short positions, and employees must also disclose the interests and positions of their dependent family members and their employer when rendering such advice.
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