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        SEBI

        Regulation 40 - Action on inspection report

        Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019
        Chapter VII
        INSPECTION

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        Inspection report authority: regulator may impose measures including intermediary regulatory action following consideration of findings. Following consideration of an inspection report, the Board is authorised to take appropriate measures it deems fit, including initiating enforcement under Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Inspection report authority: regulator may impose measures including intermediary regulatory action following consideration of findings.

                              Following consideration of an inspection report, the Board is authorised to take appropriate measures it deems fit, including initiating enforcement under Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008.


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