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of <h1>SEBI Sets Obligations for Asset Management Companies Under Mutual Funds Regulations 1996: Due Diligence, Reporting, and Compliance Required.</h1> The Securities and Exchange Board of India (SEBI) outlines obligations for asset management companies (AMCs) under the Mutual Funds Regulations, 1996. AMCs must ensure investments comply with regulations and trust deeds, exercise due diligence, and report quarterly to trustees. They are accountable for employee actions and must disclose transactions with associates. AMCs must maintain compliance with codes of conduct, manage risks, and ensure fair treatment of investors. They must appoint registered agents, adhere to valuation norms, and report securities transactions. Changes affecting schemes require unitholder notification. AMCs must implement mechanisms to prevent market abuse and establish whistleblower policies.
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