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        SEBI

        Regulation 15D - Investor Charter

        Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
        Chapter III
        GENERAL OBLIGATIONS AND RESPONSIBILITIES

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        Investor Charter compliance required for registrars and share transfer agents as a standing regulatory obligation. Regulation 15D requires registrars to an issue and share transfer agents to ensure compliance with the Investor Charter as specified by the Board, creating an enforceable regulatory obligation on these agents to implement and adhere to investor service standards set out in the charter.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Investor Charter compliance required for registrars and share transfer agents as a standing regulatory obligation.

                              Regulation 15D requires registrars to an issue and share transfer agents to ensure compliance with the Investor Charter as specified by the Board, creating an enforceable regulatory obligation on these agents to implement and adhere to investor service standards set out in the charter.


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