Board's right to inspect: may appoint inspectors to examine registrars' books for compliance and investor complaint investigations. Board may appoint inspecting authorities to examine the books, records and documents of a registrar to an issue or share transfer agent to ensure proper maintenance of accounts, compliance with statutory provisions and securities laws, to investigate complaints from investors or market participants, and to conduct suo moto inquiries in the interest of the securities market or investor protection.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Board's right to inspect: may appoint inspectors to examine registrars' books for compliance and investor complaint investigations.
Board may appoint inspecting authorities to examine the books, records and documents of a registrar to an issue or share transfer agent to ensure proper maintenance of accounts, compliance with statutory provisions and securities laws, to investigate complaints from investors or market participants, and to conduct suo moto inquiries in the interest of the securities market or investor protection.
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