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        SEBI

        Regulation 20 - Action on inspection or investigation report

        Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
        Chapter IV
        PROCEDURE FOR INSPECTION

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        Regulatory action on inspection reports: Board or Chairman may impose measures including intermediary sanctions under intermediary regulations Regulation 20 authorises the Board or the Chairman, after considering an inspection or investigation report concerning registrars to an issue and share transfer agents, to take such action as they deem fit, expressly including action under Chapter V of the SEBI (Intermediaries) Regulations, 2008.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Regulatory action on inspection reports: Board or Chairman may impose measures including intermediary sanctions under intermediary regulations

                              Regulation 20 authorises the Board or the Chairman, after considering an inspection or investigation report concerning registrars to an issue and share transfer agents, to take such action as they deem fit, expressly including action under Chapter V of the SEBI (Intermediaries) Regulations, 2008.


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