Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 Chapter V PROCEDURE FOR ACTION IN CASE OF DEFAULT
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Suspension and cancellation of registration for registrars and transfer agents due to statutory breaches, misconduct, or market manipulation. Regulation 23 authorised suspension or cancellation of a registrar's or share transfer agent's certificate for defaults such as breaches of statutory provisions, non compliance with the Code of Conduct, failure to furnish or false information, non cooperation with enquiries, inadequate investor complaint resolution, market manipulation, misconduct, capital adequacy or fee defaults, and breach of registration conditions; cancellation was specified for deliberate manipulation, serious statutory violations, insider trading or takeover breaches, fraud, or criminal conviction.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Suspension and cancellation of registration for registrars and transfer agents due to statutory breaches, misconduct, or market manipulation.
Regulation 23 authorised suspension or cancellation of a registrar's or share transfer agent's certificate for defaults such as breaches of statutory provisions, non compliance with the Code of Conduct, failure to furnish or false information, non cooperation with enquiries, inadequate investor complaint resolution, market manipulation, misconduct, capital adequacy or fee defaults, and breach of registration conditions; cancellation was specified for deliberate manipulation, serious statutory violations, insider trading or takeover breaches, fraud, or criminal conviction.
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