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        SEBI

        Regulation 13 - To abide by Code of Conduct

        Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
        Chapter III
        GENERAL OBLIGATIONS AND RESPONSIBILITIES

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        Code of Conduct compliance requires registrars and share transfer agents to adhere to prescribed professional standards at all times. Certificate-holding registrars to an issue and share transfer agents must at all times comply with the prescribed Code of Conduct; adherence to that Code is a mandatory, continuous condition of holding certification and governs their general obligations and responsibilities in carrying out registrar and share transfer functions.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                        Provisions expressly mentioned in the judgment/order text.

                            Code of Conduct compliance requires registrars and share transfer agents to adhere to prescribed professional standards at all times.

                            Certificate-holding registrars to an issue and share transfer agents must at all times comply with the prescribed Code of Conduct; adherence to that Code is a mandatory, continuous condition of holding certification and governs their general obligations and responsibilities in carrying out registrar and share transfer functions.


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