Investor Charter compliance requires merchant bankers to ensure adherence to the Board specified charter and related obligations. Merchant bankers are required to ensure compliance with the Investor Charter as specified by the Board under Regulation 28D, imposing a direct obligation to implement and adhere to the standards, practices and disclosures set out in the Board specified Investor Charter and to integrate those requirements into their operational and client facing processes.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Investor Charter compliance requires merchant bankers to ensure adherence to the Board specified charter and related obligations.
Merchant bankers are required to ensure compliance with the Investor Charter as specified by the Board under Regulation 28D, imposing a direct obligation to implement and adhere to the standards, practices and disclosures set out in the Board specified Investor Charter and to integrate those requirements into their operational and client facing processes.
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