Securities and Exchange Board of India (Investor Charter) (Amendment) Regulations, 2025.

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....lations to further amend the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992, the Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992, the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993, the Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993, the Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994, the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, the Securities and Exchange Board of India (Custodian) Regulations, 1996, the Securities and Exchange Board of India {KYC (Know Your Client) Registration Agency} Regulations, 2011, the Securities and Exchange ....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....r Charter. 28D. The merchant banker shall ensure compliance with the Investor Charter specified by the Board from time to time." 5. In the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993, after regulation 15C, the following regulation shall be inserted, namely, - "Investor Charter. 15D. The registrar to an issue and share transfer agent shall ensure compliance with the Investor Charter specified by the Board from time to time." 6. In the Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993, after regulation 14B, the following regulation shall be inserted, namely, - "Investor Charter. 14C. The debenture trus....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....egulation 20, the following sub-regulation shall be inserted, namely, - "(23) The Alternative Investment Fund shall ensure compliance with the Investor Charter specified by the Board from time to time." 12. In the Securities and Exchange Board of India (Investment Advisers) Regulations, 2013, after sub-regulation 14 of regulation 15, the following sub-regulation shall be inserted, namely, - "(15) An investment adviser shall ensure compliance with the Investor Charter specified by the Board from time to time." 13. In the Securities and Exchange Board of India (Research Analysts) Regulations, 2014, after sub-regulation 8 of regulation 24, the following sub-regulation shall be inserted, namely, - "(9) A researc....