Compliance officer requirement: ESG rating providers must monitor legal compliance and independently report any observed non compliance to their board. Regulation 28Q requires an ESG rating provider to appoint a Compliance Officer responsible for monitoring compliance with all applicable laws, who must immediately and independently report any observed non compliance directly to the Board. This provision was inserted by notification dated 03 07 2023.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Compliance officer requirement: ESG rating providers must monitor legal compliance and independently report any observed non compliance to their board.
Regulation 28Q requires an ESG rating provider to appoint a Compliance Officer responsible for monitoring compliance with all applicable laws, who must immediately and independently report any observed non compliance directly to the Board. This provision was inserted by notification dated 03 07 2023.
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