Obligation to produce records: credit rating agencies must provide documents, access and staff cooperation during regulatory inspections. Credit rating agencies must produce books, accounts and documents and furnish statements relating to rating activities within a reasonable period when required by the inspecting officer; allow reasonable access to premises; provide facilities to examine records and computer data; supply copies of relevant materials; and ensure directors, officers and employees submit to examination or statement-recording and render all assistance reasonably required for the inspection or investigation.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Obligation to produce records: credit rating agencies must provide documents, access and staff cooperation during regulatory inspections.
Credit rating agencies must produce books, accounts and documents and furnish statements relating to rating activities within a reasonable period when required by the inspecting officer; allow reasonable access to premises; provide facilities to examine records and computer data; supply copies of relevant materials; and ensure directors, officers and employees submit to examination or statement-recording and render all assistance reasonably required for the inspection or investigation.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.