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        SEBI

        Regulation 63 - Appointment of Compliance Officer

        Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009
        Chapter VI
        GENERAL OBLIGATIONS OF ISSUER AND INTERMEDIARIES WITH RESPECT TO PUBLIC ISSUE AND RIGHTS ISSUE

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        Appointment of Compliance Officer required to monitor securities law compliance and handle investor grievance redressal obligations. Regulation 63 requires the appointment of a compliance officer who is responsible for monitoring compliance with applicable securities laws and for redressal of investors' grievances; it defines securities laws to include specified company, securities and depository statutes and related rules, regulations, orders, guidelines and circulars.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                            Provisions expressly mentioned in the judgment/order text.

                                Appointment of Compliance Officer required to monitor securities law compliance and handle investor grievance redressal obligations.

                                Regulation 63 requires the appointment of a compliance officer who is responsible for monitoring compliance with applicable securities laws and for redressal of investors' grievances; it defines securities laws to include specified company, securities and depository statutes and related rules, regulations, orders, guidelines and circulars.


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