Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009 Chapter VI GENERAL OBLIGATIONS OF ISSUER AND INTERMEDIARIES WITH RESPECT TO PUBLIC ISSUE AND RIGHTS ISSUE
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Post-issue reporting obligations require lead merchant bankers to file prescribed reports and a due diligence certificate promptly. Lead merchant bankers must submit specified post-issue reports: for public issues, a final report as per Part C of Schedule XVI within the prescribed post-allotment or refund period; for rights issues, an initial report as per Part B of Schedule XVI shortly after closure and a final report as per Part D of Schedule XVI within the prescribed post-allotment or refund period. The final post-issue report must be accompanied by a due diligence certificate in the Form G format of Schedule VI.
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Provisions expressly mentioned in the judgment/order text.
Post-issue reporting obligations require lead merchant bankers to file prescribed reports and a due diligence certificate promptly.
Lead merchant bankers must submit specified post-issue reports: for public issues, a final report as per Part C of Schedule XVI within the prescribed post-allotment or refund period; for rights issues, an initial report as per Part B of Schedule XVI shortly after closure and a final report as per Part D of Schedule XVI within the prescribed post-allotment or refund period. The final post-issue report must be accompanied by a due diligence certificate in the Form G format of Schedule VI.
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