Investor grievance grounds: specified categories permit complaints for non-receipt or delayed delivery of securities, payments, or documents. Regulation 13 lists specific grounds of complaint under the ombudsman framework, permitting a person to lodge grievances with the Board or the Ombudsman for failures such as non-receipt of allotment/refund orders, share/unit/debenture certificates, dividends, interest or redemption proceeds, delayed payments, non-receipt of annual reports or offer documents, non-transfer of securities, corporate benefits disputes, and complaints arising from public, rights or bonus issues or dealings by intermediaries or listed companies.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Investor grievance grounds: specified categories permit complaints for non-receipt or delayed delivery of securities, payments, or documents.
Regulation 13 lists specific grounds of complaint under the ombudsman framework, permitting a person to lodge grievances with the Board or the Ombudsman for failures such as non-receipt of allotment/refund orders, share/unit/debenture certificates, dividends, interest or redemption proceeds, delayed payments, non-receipt of annual reports or offer documents, non-transfer of securities, corporate benefits disputes, and complaints arising from public, rights or bonus issues or dealings by intermediaries or listed companies.
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