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        SEBI

        Regulation 23 - DISPLAY OF THE PARTICULARS OF THE OMBUDSMAN IN OFFICE PREMISES AND DOCUMENTS

        Securities and Exchange Board of India (Ombudsman) Regulations, 2003
        Chapter VI
        DISPLAY OF THE PARTICULARS OF THE OMBUDSMAN

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        Display of Ombudsman particulars required; disclosure in offer documents and client agreements, non compliance attracts statutory penalties. Every listed company and intermediary must display the name and address of the Ombudsman at office premises so shareholders, investors or unit holders are put on notice, and must disclose the grievance redressal mechanism through the Ombudsman in offer documents and client agreements; failure to comply attracts the applicable penal provisions under the Act.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Display of Ombudsman particulars required; disclosure in offer documents and client agreements, non compliance attracts statutory penalties.

                              Every listed company and intermediary must display the name and address of the Ombudsman at office premises so shareholders, investors or unit holders are put on notice, and must disclose the grievance redressal mechanism through the Ombudsman in offer documents and client agreements; failure to comply attracts the applicable penal provisions under the Act.


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