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        SEBI

        Regulation 11 - GENERAL

        Securities and Exchange Board of India (Ombudsman) Regulations, 2003
        Chapter III
        POWERS AND FUNCTIONS OF OMBUDSMAN

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        Ombudsman powers to receive and resolve complaints against intermediaries or listed companies through settlement or adjudication. Regulation 11 empowers the Ombudsman to receive complaints under regulation 13 against intermediaries or listed companies, facilitate and approve amicable settlements, and adjudicate complaints if settlement fails.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Ombudsman powers to receive and resolve complaints against intermediaries or listed companies through settlement or adjudication.

                              Regulation 11 empowers the Ombudsman to receive complaints under regulation 13 against intermediaries or listed companies, facilitate and approve amicable settlements, and adjudicate complaints if settlement fails.


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