Chapter IV - OBLIGATIONS OF A LISTED ENTITY WHICH HAS LISTED ITS SPECIFIED SECURITIES AND NON-CONVERTIBLE DEBT SECURITIES (From Regulation 15 to Regulation 48)
Chapter VA - CORPORATE GOVERNANCE NORMS FOR A LISTED ENTITY WHICH HAS LISTED ITS NONCONVERTIBLE DEBT SECURITIES (From Regulation 62B to Regulation 62Q)
Chapter VI - OBLIGATIONS OF LISTED ENTITY WHICH HAS LISTED ITS SPECIFIED SECURITIES AND EITHER NON-CONVERTIBLE DEBT SECURITIES OR NON-CONVERTBLE REDEEMABLE PREFERENCE SHARES OR BOTH (From Regulation 63 to Regulation 64)
Chapter VIA - FRAMEWORK FOR VOLUNTARY DELISTING OF NON-CONVERTIBLE DEBT SECURITIES OR NON-CONVERTBLE REDEEMABLE PREFERENCE SHARES AND OBLIGATIONS OF THE LISTED ENTITY ON SUCH DELISTING (From Regulation 64A to Regulation 64I)
Transfer and transmission of securities: identity, signature verification and documentary safeguards govern registration and transmission. Transfer and transmission of securities require PAN from both transferor and transferee with substitution only in specified cases; listed entities must verify mismatches and supporting evidence. Minor signature differences permit notice to transferor and transfer if no objection and no fraud suspected. Material signature differences require objection memos and submission of an affidavit to update signature, bank attestation with cancelled cheque, and contact details, with transfer after document submission and address verification absent fraud. Transmission on death requires nominee or legal heir documentation, affidavits, succession instruments or alternative indemnity and no-objection documents as prescribed.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Transfer and transmission of securities: identity, signature verification and documentary safeguards govern registration and transmission.
Transfer and transmission of securities require PAN from both transferor and transferee with substitution only in specified cases; listed entities must verify mismatches and supporting evidence. Minor signature differences permit notice to transferor and transfer if no objection and no fraud suspected. Material signature differences require objection memos and submission of an affidavit to update signature, bank attestation with cancelled cheque, and contact details, with transfer after document submission and address verification absent fraud. Transmission on death requires nominee or legal heir documentation, affidavits, succession instruments or alternative indemnity and no-objection documents as prescribed.
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