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of <h1>Listed entities must appoint or register as Category II share transfer agents if security holders exceed 100,000.</h1> Listed entities must appoint a share transfer agent or manage the share transfer facility in-house. If the number of security holders exceeds 100,000, the entity must register as a Category II share transfer agent or appoint a registered agent. Any change or new appointment of a share transfer agent requires a tripartite agreement, which must be reported to stock exchanges within seven days and presented at the next board meeting. These regulations do not apply to mutual fund units listed on recognized exchanges. Amendments have removed certain compliance requirements and specific wording related to physical and electronic transfers.
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