Chapter IV - OBLIGATIONS OF A LISTED ENTITY WHICH HAS LISTED ITS SPECIFIED SECURITIES AND NON-CONVERTIBLE DEBT SECURITIES (From Regulation 15 to Regulation 48)
Chapter VA - CORPORATE GOVERNANCE NORMS FOR A LISTED ENTITY WHICH HAS LISTED ITS NONCONVERTIBLE DEBT SECURITIES (From Regulation 62B to Regulation 62Q)
Chapter VI - OBLIGATIONS OF LISTED ENTITY WHICH HAS LISTED ITS SPECIFIED SECURITIES AND EITHER NON-CONVERTIBLE DEBT SECURITIES OR NON-CONVERTBLE REDEEMABLE PREFERENCE SHARES OR BOTH (From Regulation 63 to Regulation 64)
Chapter VIA - FRAMEWORK FOR VOLUNTARY DELISTING OF NON-CONVERTIBLE DEBT SECURITIES OR NON-CONVERTBLE REDEEMABLE PREFERENCE SHARES AND OBLIGATIONS OF THE LISTED ENTITY ON SUCH DELISTING (From Regulation 64A to Regulation 64I)
Regulation 39 - Issuance of Certificates or Receipts/Letters/Advices for securities and dealing with unclaimed securities
Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 Chapter IV OBLIGATIONS OF A LISTED ENTITY WHICH HAS LISTED ITS SPECIFIED SECURITIES AND NON-CONVERTIBLE DEBT SECURITIES
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Dematerialisation requirement: securities must be credited and issued in demat form, with separate accounts provided where needed. Listed entities must comply with Rule 19(3) of the Securities Contract (Regulations) Rules, 1957 for allotment/transfer-related advices. Securities arising from investor service requests for subdivision, split, consolidation, renewal, exchanges or issuance of duplicates on account of loss or worn-out certificates must be credited in dematerialised form within thirty days of receipt of request and documents. Securities under a Scheme of Arrangement or any sub-division, split or consolidation are to be issued only in dematerialised form, with a separate demat account opened for investors lacking one. Schedule VI procedures apply to unclaimed or escrowed issue securities.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Dematerialisation requirement: securities must be credited and issued in demat form, with separate accounts provided where needed.
Listed entities must comply with Rule 19(3) of the Securities Contract (Regulations) Rules, 1957 for allotment/transfer-related advices. Securities arising from investor service requests for subdivision, split, consolidation, renewal, exchanges or issuance of duplicates on account of loss or worn-out certificates must be credited in dematerialised form within thirty days of receipt of request and documents. Securities under a Scheme of Arrangement or any sub-division, split or consolidation are to be issued only in dematerialised form, with a separate demat account opened for investors lacking one. Schedule VI procedures apply to unclaimed or escrowed issue securities.
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