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of <h1>Regulation 6 Compliance Officer obligations under SEBI LODR require KMP appointment, duties, and vacancy timelines</h1> Regulation 6 prescribes appointment, qualifications and obligations of a compliance officer under SEBI LODR. It mandates a whole-time qualified company secretary as compliance officer designated as a key managerial personnel, requires vacancies to be filled within three months with restrictions on interim appointments, and special vacancy provision during approved insolvency resolution with an interim full-time KMP. The compliance officer must ensure conformity with regulatory provisions, coordinate and report to the board and market infrastructure institutions, ensure correctness and authenticity of filings, and monitor the investor grievance redressal email. Mutual fund units listed remain governed by mutual fund regulations.
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