Chapter IV - OBLIGATIONS OF A LISTED ENTITY WHICH HAS LISTED ITS SPECIFIED SECURITIES AND NON-CONVERTIBLE DEBT SECURITIES (From Regulation 15 to Regulation 48)
Chapter VA - CORPORATE GOVERNANCE NORMS FOR A LISTED ENTITY WHICH HAS LISTED ITS NONCONVERTIBLE DEBT SECURITIES (From Regulation 62B to Regulation 62Q)
Chapter VI - OBLIGATIONS OF LISTED ENTITY WHICH HAS LISTED ITS SPECIFIED SECURITIES AND EITHER NON-CONVERTIBLE DEBT SECURITIES OR NON-CONVERTBLE REDEEMABLE PREFERENCE SHARES OR BOTH (From Regulation 63 to Regulation 64)
Chapter VIA - FRAMEWORK FOR VOLUNTARY DELISTING OF NON-CONVERTIBLE DEBT SECURITIES OR NON-CONVERTBLE REDEEMABLE PREFERENCE SHARES AND OBLIGATIONS OF THE LISTED ENTITY ON SUCH DELISTING (From Regulation 64A to Regulation 64I)
Regulation 98 - Liability for contravention of the Act, rules or the regulations
Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 Chapter XI PROCEDURE FOR ACTION IN CASE OF DEFAULT
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Regulatory liability for non-compliance exposes listed entities to fines, trading suspension and holding freezes under listing rules. Contravention of the Listing Regulations renders the listed entity or any other person liable to enforcement actions by the stock exchange(s) including imposition of fines, suspension of trading and freezing of promoter or promoter-group holdings of designated securities, in the manner specified in Board circulars or guidelines; revocation of trading suspension and release of frozen holdings is likewise governed by Board-issued circulars or guidelines and freezing is to be coordinated with depositories.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Regulatory liability for non-compliance exposes listed entities to fines, trading suspension and holding freezes under listing rules.
Contravention of the Listing Regulations renders the listed entity or any other person liable to enforcement actions by the stock exchange(s) including imposition of fines, suspension of trading and freezing of promoter or promoter-group holdings of designated securities, in the manner specified in Board circulars or guidelines; revocation of trading suspension and release of frozen holdings is likewise governed by Board-issued circulars or guidelines and freezing is to be coordinated with depositories.
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