Transmission of securities requires specified identity, succession and valuation documents under IEPF Rules for physical and demat holdings. Schedule II sets documentary requirements for transmission of securities under the IEPF Authority Rules, distinguishing physical and DEMAT holdings and nominated versus non nominated holdings. Core documents for nominated holdings include a signed transmission request, death certificate, PAN, original share certificate or transaction statement and ID proof. Absent nomination, claimants must provide affidavits of legal heirs and, depending on per issuer value thresholds, succession certificate/probate/letter of administration or alternatively NOC from all heirs plus a notarised indemnity bond; companies may raise thresholds with board approval and valuation follows exchange closing or face/maturity value rules.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Transmission of securities requires specified identity, succession and valuation documents under IEPF Rules for physical and demat holdings.
Schedule II sets documentary requirements for transmission of securities under the IEPF Authority Rules, distinguishing physical and DEMAT holdings and nominated versus non nominated holdings. Core documents for nominated holdings include a signed transmission request, death certificate, PAN, original share certificate or transaction statement and ID proof. Absent nomination, claimants must provide affidavits of legal heirs and, depending on per issuer value thresholds, succession certificate/probate/letter of administration or alternatively NOC from all heirs plus a notarised indemnity bond; companies may raise thresholds with board approval and valuation follows exchange closing or face/maturity value rules.
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