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of <h1>Regulations Define Duties for Mutual Fund Lite Asset Managers: Compliance, Risk Management, Transparency, and Whistleblower Policy Required.</h1> The regulations outline the responsibilities and obligations of a mutual fund lite asset management company. Key duties include appointing directors with due diligence, ensuring compliance with investment regulations, obtaining necessary approvals from stock exchanges, and maintaining accountability for employee actions. The company must adhere to a Code of Conduct, ensure fair securities transactions, and manage conflicts of interest. It is responsible for risk management, investor protection, and maintaining transparency through regular reporting. The regulations also mandate the establishment of a whistleblower policy and mechanisms to prevent market abuse. Directors must ensure compliance and report any noncompliance to the Board.
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