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        SEBI

        Regulation 65 - Action on inspection or investigation report

        Securities and Exchange Board of India (Mutual Funds) Regulations, 1996
        Chapter VIII
        INSPECTION AND AUDIT

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        Regulatory action on inspection reports: authority may direct measures and invoke intermediary enforcement provisions for compliance. Regulation 65 empowers the Board or the Chairman to, after considering an inspection or investigation report, take such action as deemed fit and appropriate, including measures under Chapter V of the Intermediaries Regulations.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                            Provisions expressly mentioned in the judgment/order text.

                                Regulatory action on inspection reports: authority may direct measures and invoke intermediary enforcement provisions for compliance.

                                Regulation 65 empowers the Board or the Chairman to, after considering an inspection or investigation report, take such action as deemed fit and appropriate, including measures under Chapter V of the Intermediaries Regulations.


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