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          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.

          Provisions expressly mentioned in the judgment/order text.

          <h1>Insider transaction disclosure requirement: employees and trustees must report investee-company trades for conflict review and trustee guidance.</h1> Regulation 49T mandates disclosure to the compliance officer, within one month, of all transactions in investee companies by trustees, employees or directors of the asset management company or trustee company; the compliance officer must assess possible conflicts of interest and report with recommendations to the trustees, and covered persons may request trustees' views prior to entering such transactions.

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