Research analyst regulation establishes a registration and regulatory framework for research analysts with delayed commencement after publication. These regulations establish a statutory framework to register and regulate persons acting as research analysts, empowering the securities regulator under the Act to prescribe requirements and oversight for research analysis activities, and provide that the regulations will come into force after a deferred commencement period measured from their publication in the Official Gazette.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Research analyst regulation establishes a registration and regulatory framework for research analysts with delayed commencement after publication.
These regulations establish a statutory framework to register and regulate persons acting as research analysts, empowering the securities regulator under the Act to prescribe requirements and oversight for research analysis activities, and provide that the regulations will come into force after a deferred commencement period measured from their publication in the Official Gazette.
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