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of <h1>Regulation 16 restricts research analysts from trading in recommended securities to prevent conflicts of interest. Approval needed for exceptions.</h1> Regulation 16 of the Securities and Exchange Board of India (Research Analysts) Regulations, 2014, outlines restrictions on trading by research analysts to manage conflicts of interest. Personal trading activities of research analysts must be monitored and may require formal approval. Analysts, including independent and part-time ones, are prohibited from trading in securities they recommend or follow within specified timeframes around the publication of research reports. They cannot trade contrary to their recommendations or acquire securities before an issuer's IPO if it aligns with their coverage. Exceptions to these restrictions require prior written approval under certain conditions.
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