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        SEBI

        Regulation 29 - Obligation of research analyst on inspection

        Securities and Exchange Board of India (Research Analysts) Regulations, 2014
        Chapter IV
        INSPECTION

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        Inspection cooperation duty: research analysts and associates must produce records and submit to examination during inspections. Regulation 29 requires research analysts, research entities and associate persons to produce books, accounts and other documents, furnish statements and information, and extend all assistance and cooperation to the inspecting authority during an inspection; the inspecting authority may examine persons on oath and obtain authenticated copies of documents from anyone in custody or control of such records.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                        Provisions expressly mentioned in the judgment/order text.

                            Inspection cooperation duty: research analysts and associates must produce records and submit to examination during inspections.

                            Regulation 29 requires research analysts, research entities and associate persons to produce books, accounts and other documents, furnish statements and information, and extend all assistance and cooperation to the inspecting authority during an inspection; the inspecting authority may examine persons on oath and obtain authenticated copies of documents from anyone in custody or control of such records.


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