Securities and Exchange Board of India (Research Analysts) Regulations, 2014 Chapter III MANAGEMENT OF CONFLICTS OF INTEREST AND DISCLOSURE REQUIREMENTS
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Disclosure of financial interest required when making public media recommendations; disclose name and registration status when giving opinions. Research analysts, research entities and associated persons must disclose their name, registration status and any financial interest in the subject company when making public recommendations, offering opinions, responding to queries in a personal capacity, or communicating a research report or its substance through public media.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Disclosure of financial interest required when making public media recommendations; disclose name and registration status when giving opinions.
Research analysts, research entities and associated persons must disclose their name, registration status and any financial interest in the subject company when making public recommendations, offering opinions, responding to queries in a personal capacity, or communicating a research report or its substance through public media.
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