Notice before inspection requires seven days' notice before inspection; Board may waive notice to protect investors. Regulation 28 requires the Board to give not less than seven days' notice before ordering an inspection under regulation 27, but allows the Board by written order to waive such notice if it considers waiver necessary in the interest of investors; during inspection the research analyst or research entity must discharge obligations and cooperate as provided in regulation 29.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Notice before inspection requires seven days' notice before inspection; Board may waive notice to protect investors.
Regulation 28 requires the Board to give not less than seven days' notice before ordering an inspection under regulation 27, but allows the Board by written order to waive such notice if it considers waiver necessary in the interest of investors; during inspection the research analyst or research entity must discharge obligations and cooperate as provided in regulation 29.
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