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        SEBI

        Regulation 26A - Dispute Resolution

        Securities and Exchange Board of India (Research Analysts) Regulations, 2014
        Chapter III
        MANAGEMENT OF CONFLICTS OF INTEREST AND DISCLOSURE REQUIREMENTS

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        Dispute resolution: research analyst-client disputes must use mediation, conciliation or arbitration under Board procedure, as mandated. All claims, differences or disputes between a research analyst or research entity and its client arising out of or in relation to activities in the securities market shall be submitted to a dispute resolution mechanism that includes mediation, conciliation and/or arbitration in accordance with the procedure specified by the Board.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Dispute resolution: research analyst-client disputes must use mediation, conciliation or arbitration under Board procedure, as mandated.

                              All claims, differences or disputes between a research analyst or research entity and its client arising out of or in relation to activities in the securities market shall be submitted to a dispute resolution mechanism that includes mediation, conciliation and/or arbitration in accordance with the procedure specified by the Board.


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