Securities and Exchange Board of India (Research Analysts) Regulations, 2014 Chapter III MANAGEMENT OF CONFLICTS OF INTEREST AND DISCLOSURE REQUIREMENTS
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Research analyst fees: entitlement to charge clients permitted, subject to Board-specified manner and disclosure obligations. Regulation 15A authorises a research analyst to charge fees for providing research services to a client, including an accredited investor, in the manner specified by the Board, situating fee entitlement within the regulatory regime governing conflicts of interest and disclosure requirements.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Research analyst fees: entitlement to charge clients permitted, subject to Board-specified manner and disclosure obligations.
Regulation 15A authorises a research analyst to charge fees for providing research services to a client, including an accredited investor, in the manner specified by the Board, situating fee entitlement within the regulatory regime governing conflicts of interest and disclosure requirements.
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