Securities and Exchange Board of India (Research Analysts) Regulations, 2014 Chapter III MANAGEMENT OF CONFLICTS OF INTEREST AND DISCLOSURE REQUIREMENTS
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Investor grievance redressal: research analysts must promptly resolve complaints in accordance with Board specified procedures. Research analysts must redress investor grievances promptly and in the manner prescribed by the Board, within the Board specified timeframe; the Board may recognize a body corporate to handle and monitor the grievance redressal process and specify the time limits and modalities for such handling.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Investor grievance redressal: research analysts must promptly resolve complaints in accordance with Board specified procedures.
Research analysts must redress investor grievances promptly and in the manner prescribed by the Board, within the Board specified timeframe; the Board may recognize a body corporate to handle and monitor the grievance redressal process and specify the time limits and modalities for such handling.
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