Refusal of registration: applicant must be heard, notified, and must cease acting as a research analyst after rejection. Where an application for registration as a research analyst is considered unsuitable, the Board may refuse certification after affording the applicant a reasonable opportunity of being heard. The Board's decision must be communicated to the applicant within a prescribed period. Following rejection, the applicant must forthwith cease to act as a research analyst, without prejudice to any liability the applicant continues to bear under law.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Refusal of registration: applicant must be heard, notified, and must cease acting as a research analyst after rejection.
Where an application for registration as a research analyst is considered unsuitable, the Board may refuse certification after affording the applicant a reasonable opportunity of being heard. The Board's decision must be communicated to the applicant within a prescribed period. Following rejection, the applicant must forthwith cease to act as a research analyst, without prejudice to any liability the applicant continues to bear under law.
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