Code of Conduct requires merchant bankers to adhere to the designated schedule standards, enforcing general obligations and responsibilities. Regulation 13 mandates that every merchant banker must observe the Code of Conduct specified in Schedule III of the Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992, thereby imposing the general obligations and responsibilities set out under Chapter III as mandatory compliance standards for merchant bankers.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Code of Conduct requires merchant bankers to adhere to the designated schedule standards, enforcing general obligations and responsibilities.
Regulation 13 mandates that every merchant banker must observe the Code of Conduct specified in Schedule III of the Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992, thereby imposing the general obligations and responsibilities set out under Chapter III as mandatory compliance standards for merchant bankers.
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