Half-yearly report format requires merchant bankers to disclose registration, activities, underwriting, grievances, and financials. Format requires merchant bankers to submit a half yearly report detailing registration and compliance officer particulars; changes in branches, constitution, directors and key management; associate concerns and new or discontinued activities; pending litigations; comprehensive issue management disclosures; underwriting commitments and devolved cases; investor grievance redressal system and statistics; audited financial information including capital structure and assets; changes in major shareholding and any capital issues; and any indictment or involvement in economic offences, signed by an authorised signatory.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Half-yearly report format requires merchant bankers to disclose registration, activities, underwriting, grievances, and financials.
Format requires merchant bankers to submit a half yearly report detailing registration and compliance officer particulars; changes in branches, constitution, directors and key management; associate concerns and new or discontinued activities; pending litigations; comprehensive issue management disclosures; underwriting commitments and devolved cases; investor grievance redressal system and statistics; audited financial information including capital structure and assets; changes in major shareholding and any capital issues; and any indictment or involvement in economic offences, signed by an authorised signatory.
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