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        SEBI

        Regulation 28 - Disclosures to the Board

        Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992
        Chapter III
        GENERAL OBLIGATIONS AND RESPONSIBILITIES

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        Disclosures to Board: merchant bankers must report responsibilities, information changes, managed issues, capital adequacy breaches and activities. Regulation 28 requires merchant bankers to disclose to the Board, as and when required, responsibilities in managing issues; changes to previously furnished information affecting their certificate; names of corporates whose issues they have managed or been associated with; particulars of breaches of the capital adequacy requirement under regulation 7; and particulars of their activities as manager, underwriter, consultant or adviser, together with submission of a periodic report in the manner specified by the Board.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                      Provisions expressly mentioned in the judgment/order text.

                          Disclosures to Board: merchant bankers must report responsibilities, information changes, managed issues, capital adequacy breaches and activities.

                          Regulation 28 requires merchant bankers to disclose to the Board, as and when required, responsibilities in managing issues; changes to previously furnished information affecting their certificate; names of corporates whose issues they have managed or been associated with; particulars of breaches of the capital adequacy requirement under regulation 7; and particulars of their activities as manager, underwriter, consultant or adviser, together with submission of a periodic report in the manner specified by the Board.


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