TaxTMI Login
Just a moment...
Press 'Enter' to add multiple search terms. Rules for Better Search
of 
of 
No Folders have been created
Are you sure you want to delete "My most important" ?
NOTE:
of of 
All Acts & Rules
of of All Acts & Rules
Note
Bookmark
Share
Don't have an account? Register Here
of <h1>Merchant Bankers Must Uphold Investor Interests, Integrity, and Compliance per SEBI Regulations 1992</h1> The Code of Conduct for Merchant Bankers under the Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992 mandates that merchant bankers protect investor interests and maintain high standards of integrity, fairness, and professionalism. They must exercise due diligence, address investor inquiries and grievances, ensure timely and adequate disclosures, and avoid conflicts of interest. Confidentiality of client information is paramount, and any changes in registration or financial status must be communicated to clients. Merchant bankers must avoid unfair competition, insider trading, and market manipulation, while ensuring compliance with regulations and maintaining corporate governance standards.
TaxTMI 
TaxTMI 
