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of <h1>SEBI Amends Merchant Bankers Regulations: New Code of Conduct Emphasizes Ethics, Transparency, and Investor Protection Effective October 2003.</h1> The Securities and Exchange Board of India (SEBI) issued an amendment to the Merchant Bankers Regulations, 1992, effective from October 1, 2003. The amendment revises Schedule III, detailing a comprehensive Code of Conduct for Merchant Bankers. Key provisions include the protection of investor interests, maintaining high standards of integrity and fairness, ensuring timely and adequate disclosure to investors, avoiding conflicts of interest, and upholding confidentiality. Merchant Bankers must also ensure proper internal controls, corporate governance, and compliance with relevant laws and regulations. The amendment emphasizes ethical conduct, transparency, and accountability in merchant banking activities.
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