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        SEBI

        Regulation 8 - Deposit

        Securities and Exchange Board of India (Investment Advisers) Regulations 2013
        Chapter II
        REGISTRATION OF INVESTMENT ADVISERS

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        Deposit requirement for investment advisers ensures a liened security for administrative supervision and to satisfy dispute resolution dues. An investment adviser must maintain a deposit of the sum and in the form or manner specified by the Board, marked as a lien in favour of a body or body corporate recognised by the Board for administration and supervision under regulation 14; the deposit is available for utilisation to satisfy dues arising from arbitration and conciliation proceedings under the Online Dispute Resolution Mechanism or other mechanisms specified by the Board.
                    Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                      Provisions expressly mentioned in the judgment/order text.

                          Deposit requirement for investment advisers ensures a liened security for administrative supervision and to satisfy dispute resolution dues.

                          An investment adviser must maintain a deposit of the sum and in the form or manner specified by the Board, marked as a lien in favour of a body or body corporate recognised by the Board for administration and supervision under regulation 14; the deposit is available for utilisation to satisfy dues arising from arbitration and conciliation proceedings under the Online Dispute Resolution Mechanism or other mechanisms specified by the Board.


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